J
JBRI see Japan Bond Research Institute
Japan Bond Research Institute (JBRI) 日本公社債研究所
jobber 證券經(jīng)銷經(jīng)紀;證券批銷經(jīng)紀
jobber stamp duty 證券經(jīng)銷經(jīng)紀印花稅
jobbing transaction 莊家之經(jīng)銷交易
Joint Individual Investor Account 聯(lián)名個人投資者戶口
joint stock company 股份有限公司
joint venture 合營企業(yè);合資企業(yè)
joint venture contract 合資合同
jumbo certificate【CCASS】 大額股票【中央結(jié)算系統(tǒng)】
jumbomize 將股票化零為整
junk bond 垃圾債券
K
kiting 做價
Kam Ngan Stock Exchange, The 金銀證券交易所
Know More About Your Investment【publication】 《投資者應知多點》【刊物】
Kowloon Stock Exchange, The 九龍證券交易所
L
LAF see Liquidity Adjustment Facility【HKMA】
LAN see Local Area Network
LAW see Liquidity Adjustment Window
LBO see leveraged buy-out
LIFFE see London International Financial Futures and Options Exchange
LIFO see last in, first out
LOBO see Long Only Brokers for Options
LSE see London Stock Exchange
LTOM see London Traded Options Market
large cap stock 大型股
Large Exposure Report Agreement 大額持倉匯報協(xié)議
large open position 大額未平倉合約
last accounting date 最后結(jié)算日期
last exercise day 最后行使日
last in, first out (LIFO) 后進先出
last recorded price; last traded price 最后成交價
late reported sales 遲報交易
Law Society of Hong Kong, The 香港律師會
lead manager 主要經(jīng)辦人
lead underwriter 牽頭包銷商;主承銷商*
leading economic indicator 主要經(jīng)濟指標
legal entity 法律實體
legal person share【Mainland China】 法人股【中國內(nèi)地】
legal risk 法律風險
lender of last resort 最后貸款人;緊急貸款者
lending fee 貸出費
"let the buyer beware" principle 「買者自負」原則
Letter of Exchanges regarding regulatory co-operation for mainland companies to be listed on GEM 有關(guān)創(chuàng)業(yè)板內(nèi)地發(fā)行人監(jiān)管合作事宜之換文
level playing field【cf uneven playing field】 公平競爭
leverage 杠桿效應
leveraged buy-out (LBO) 杠桿收購
leveraged foreign exchange introducing agent 杠桿式外匯買賣介紹代理人
leveraged foreign exchange trader 杠桿式外匯買賣商
leveraged foreign exchange trading 杠桿式外匯交易;杠桿式外匯買賣
Leveraged Foreign Exchange Trading(Calls) Rules 《杠桿式外匯買賣(造訪)規(guī)則》
Leveraged Foreign Exchange Trading (Financial Resources) Rules 《杠桿式外匯買賣(財政資源)規(guī)則》
Leveraged Foreign Exchange Trading Ordinance 《杠桿式外匯買賣條例》
leveraged market 杠桿市場
liabilities 負債;債務
licence 特許;牌照
licensed bank 持牌銀行
licensing information booklet 發(fā)牌資料冊
Lifeboat Loan 救市貸款
"Lifeboat" levy 救市特別交易征費
light trading 交投疏落
limit order 限價盤
limited liability company 有限責任公司
liquid asset 速動資產(chǎn);流動資產(chǎn)
liquid capital 速動資金;流動資金
liquidation 清盤
liquidation【ie forced sale of securities to meet a margin call】 斬倉
liquidity 流通性
Liquidity Adjustment Facility (LAF)【HKMA】 流動資金調(diào)節(jié)機制【金管局】
Liquidity Adjustment Window (LAW) 流動資金調(diào)節(jié)窗
liquidity margin 流動資金比率/幅度
liquidity provider 流通量提供者
liquidity ratio 流動資金比率
liquidity risk 流通風險
List of Exchange Participants & Holders of Stock Exchange Trading Rights 《交易所參與者及聯(lián)交所交易權(quán)持有人名錄》
List of Stock Codes 《證券代號名錄》
Listed corporation 上市法團
listed issuer 上市發(fā)行人
listed securities 上市證券
Listing Agreement 上市協(xié)議
Listing Chinese Companies in Hong Kong【publication】 《中國公司在香港上市指南》【刊物】
Listing Committee 上市委員會
listing rules 上市規(guī)則
loan capital 借貸資本
loan facility 貸款融通
loan stock 債務證券;債券;債權(quán)股額;貸款債券;
貸款股
loan syndicate 貸款銀團
Local Area Network (LAN) 區(qū)域網(wǎng)絡;部份區(qū)域網(wǎng)絡
locked position 鎖倉
locked up 凍結(jié)
London International Financial Futures and Options Exchange (LIFFE) 倫敦國際金融期貨及期權(quán)交易所
London Stock Exchange (LSE) 倫敦證券交易所
London Traded Options Market (LTOM) 倫敦期權(quán)市場
Long Only Brokers for Options (LOBO) 「只限長倉」期權(quán)經(jīng)紀
long options contract 期權(quán)長倉合約
long position 長倉;多頭*
M
MACD see Moving Average Convergence-Divergence
Mass ATI see Mass Account Transfer Instruction
MESDAQ see Malaysian Exchange of Securities Dealing and Automated Quotation Bhd
MBO see management buy-out
MORC see Memorandum of Regulatory Cooperation
MOU see memorandum of understanding
MPF see Mandatory Provident Fund
MSCI Hong Kong Index see Morgan Stanley Capital International Hong Kong Index
MWS see Multi-workstation System
M1 狹義貨幣供應量
M2 廣義貨幣供應量
Maastricht Treaty 馬城條約
main board 主板;第一板
Mainland/Hong Kong Closer Economic Partnership Arrangement 《內(nèi)地與香港關(guān)于建立更緊密經(jīng)貿(mào)關(guān)系的安排》
Mainland/Hong Kong Closer Economic Partnership Arrangement - Arrangements relating to Qualifications of Securities and Futures Industry Practitioners 《內(nèi)地與香港關(guān)于建立更緊密經(jīng)貿(mào)關(guān)系的安排 - 與證券及期貨人員資格有關(guān)的安排》
maintenance margin【futures】 維持按金;補倉按金【期貨】
major shareholder 主要股東;大股東
major transaction 主要交易;重大交易
maker-checker facility【CCASS】 「輸入與核對分工」功能【中央結(jié)算系統(tǒng)】
Malaysian Exchange of Securities Dealing and Automated Quotation Bhd (MESDAQ) 馬來西亞證券交易所交易及自動報價系統(tǒng)
management buy-out (MBO) 管理層收購;自發(fā)性收購
management fee 管理費用
management shareholder 管理層股東
Management, Supervision and Internal Control Guideline【SFC】 《管理、監(jiān)督及內(nèi)部監(jiān)控指引》【證監(jiān)會】
manager 經(jīng)辦人
mandatory bid; mandatory offer 強制性收購建議
Mandatory Provident Fund (MPF) 強制性公積金
Mandatory Provident Fund Schemes Authority (MPFA) 強制性公積金計劃管理局
margin 按金;保證金;「孖展」
margin call 追補按金;補倉通知
margin client 孖展客戶;保證金客戶
margin coverage ratio 孖展覆蓋率;保證金保險范圍比率
margin cut 斬倉
margin financing 保證金融資;孖展融資;保證金借貸活動
margin interval 按金間距
margin offset 按金對銷
margin parameter 按金參數(shù)
margin pooling 證券匯集轉(zhuǎn)按
margin ratio 按金比例
margin relief 按金減免
Margin Securities Trading Account 保證金證券交易戶口
margin trading 按金交易;孖展買賣
margin value 保證金價值
margin-after-exercise 行使后按金
margined premium 以按金形式繳付的期權(quán)金
margining process 計算按金程序
mark to market / mark-to-market 按市價計值
mark-to-market margin 市價計值按金
market capitalisation 市場總值;市價總值
Market Datafeed 市場數(shù)據(jù)傳送專線
market depth 市場深度
market maker 莊家
Market Maker List 莊家名錄
market making 莊家活動;作價買賣
market manipulation 市場操縱;市場操縱行為;造市
Market Misconduct Tribunal 市場失當行為審裁處
market order 市價盤
market participant 市場參與者
market practitioner 市場從業(yè)員
market rental 市值租金
market risk 市場風險
market sentiment 市場氣氛
market share 市場占有率
market volatility 市場波幅
market-sensitive information 市場敏感資料;影響市場數(shù)據(jù)
marks / marks payment 差額繳款
Mass Account Transfer Instruction
(Mass ATI) 大量戶口轉(zhuǎn)移指示
mass quote 大量開盤
master trust scheme 集成信托計劃
maturity 到期;到期日
maximum spread 最大差價限額
Memorandum and Articles of Association 《組織大綱及章程》
memorandum of association 組織大綱
Memorandum of Regulatory Cooperation (MORC) 《監(jiān)管合作備忘錄》
memorandum of understanding (MOU) 諒解備忘錄
merchant bank 商人銀行
merger 合并
mergers and acquisitions 合并與收購;并購活動*
merit-based 以監(jiān)管機構(gòu)評審為本
mid-cap stock 中型股
Mid-day Data File Transfer Service 中午數(shù)據(jù)傳送服務
middle exercise price 中間行使價
middle-priced option 中位價期權(quán)
Mini-HSI Futures 小型恒生指數(shù)期貨合約
Mini-HSI Options 小型恒生指數(shù)期權(quán)合約
minimum contribution 最低供款額
minimum price fluctuation 最低上落價位;最低價格變動
minimum quote quantity 最少開價數(shù)量
minimum response time 最短回復開價時間
minimum transaction size 最低交易數(shù)額
Ministry of Finance【Mainland China】 財政部【中國內(nèi)地】
Ministry of Foreign Trade and Economic Cooperation【Mainland China】 對外經(jīng)濟貿(mào)易合作部(外經(jīng)貿(mào)部)【中國內(nèi)地】
minority controller 次要控制人
minority interest 少數(shù)股東權(quán)益
minority shareholder 少數(shù)股東
minus tick 低于前成交價
misconduct 不當行為;失職行為;瀆職行為
misrepresentation 失實陳述;虛報
Misrepresentation Ordinance 《失實陳述條例》
misstatement 虛假聲明;錯誤陳述
mistraded contract 錯誤交易合約
mock trading 仿真交易
Model Authorisation Letter 標準授權(quán)書
Model Code for Securities Transactions by Directors of Listed Companies 《上市公司董事進行證券交易的標準守則》
Model Code for Sponsors 《保薦人標準守則》
monetary assets 貨幣資產(chǎn)
monetary base 貨幣基礎
Monetary Policy Committee【PBOC】 貨幣政策委員會【中國人民銀行】
money broker 貨幣經(jīng)紀
money laundering 洗黑錢
money market 貨幣市場;短期資金借貸市場
money settlement fee 款項交收費
money supply 貨幣供應
money transfer system 款項過戶系統(tǒng)
Money World Asia Hong Kong 香港貨幣及投資匯展
Money World Asia Pte Limited 亞洲貨幣世界(新加坡)有限公司
moneyness 價值狀況
monies advanced 墊款
Monthly Balance Statement【CCASS】 戶口結(jié)余月結(jié)單【中央結(jié)算系統(tǒng)】
Monthly Market Statistics 《市場統(tǒng)計月報》
Monthly Return on Movement of Listed Securities 上市證券變動之月報
Moody's Investment Grade 穆迪投資評級
moratorium 股份禁售期
morning session 早市
mortgage loan originator 按揭貸款發(fā)放者
mortgage-backed securities 按揭證券
Moving Average Convergence-Divergence (MACD) 移動平均值背馳指標
multi-currency trading 多種貨幣買賣
multi-jurisdictional equity offering 跨司法區(qū)招股活動
Multi-workstation System (MWS) 多工作站系統(tǒng)
multiple application 重復認購
multiple-workstations 多工作站;一線多機
mutual cross-listing 跨國多重上市
mutual fund 互惠基金
N
NASDAQ see National Association of Securities Dealers Automated Quotations【US】
NCP see Non-Clearing Participant or Non-Clearing Options Trading Participant
【options trading】
NETS see National Electronic Trading System 【Mainland China】
New HSMCI see New Hang Seng MidCap 50 Index
naked option writing 沽出未抵押期權(quán)
naked short selling 沒有預先借貨的賣空活動
National Association of Securities Dealers Automated Quotations (NASDAQ)【US】 美國全國證券交易商協(xié)會自動報價系統(tǒng);
美國納斯達克證券市場
National Bureau of Economic Research【US】 美國國家經(jīng)濟研究局
National Construction Treasury【Mainland China】 國家建設債券【中國內(nèi)地】
National Electronic Trading System (NETS)【Mainland China】 全國電子交易系統(tǒng)【中國內(nèi)地】
National Social Security Fund 全國社會保障基金
negative statement 否定聲明
negotiable instrument 可轉(zhuǎn)讓票據(jù)
negotiated commission 商議傭金
negotiated transaction 議價交易
net admissible assets 認可資產(chǎn)凈值
net asset value 資產(chǎn)凈值
net asset value per share 每股資產(chǎn)凈值
net book value 賬面凈值
net margining 凈額按金計算
net open options contract; net options position 期權(quán)合約凈持倉
net position 持倉凈額
net present value 現(xiàn)金收益凈值
net proceeds 集資凈額
net tangible assets 有形資產(chǎn)凈值
net tangible assets per share 每股有形資產(chǎn)凈值
net underwriting commitment 包銷承擔凈值
net worth ratio 凈值比率
netting 單價配對【期權(quán)】;凈額結(jié)算;對銷
netting by novation【clearing】 以責務變更的方式進行凈額結(jié)算
networking 聯(lián)網(wǎng)
New Hang Seng MidCap 50 Index
(New HSMCI) 新恒生50中型股指數(shù)
new issue 發(fā)行新股;新股發(fā)行
New Regulatory Framework, The【SFC】 《新監(jiān)管制度》【證監(jiān)會】
news dissemination 信息發(fā)布
news file 信息檔案
next day net settlement system 翌日凈額結(jié)算系統(tǒng)
Next Settlement Day Due / Overdue Position Report【CCASS】 下一交收日到期/逾期數(shù)額報告【中央結(jié)算系統(tǒng)】
Nikkei Stock Average 日經(jīng)平均指數(shù)
nil-paid rights 未繳股款股權(quán);未繳款供股權(quán)
no-forcing order 全權(quán)委托盤
No-Over-Loss Rules 「無超額虧蝕」規(guī)則
nominal exchange rate 名義匯率
nominal price 按盤價;現(xiàn)價
nominal value 面值
nominee account 代理人戶口
Non-Clearing Participant; Non-Clearing Options Trading Participant (NCP)【options trading】 非結(jié)算參與者;非結(jié)算的期權(quán)買賣參與者【期權(quán)買賣】
non-collateralised warrant 無抵押權(quán)證
non-dividend paying European call option 不派息歐式認購期權(quán)
non-dividend paying European put option 不派息歐式認沽期權(quán)
non-executive director 非執(zhí)行董事
non-market-making transaction 非市場莊家的交易
non-ranking liabilities 非認可負債
non-registered holder 非登記持有人
non-spot month Hang Seng Index futures contract 非現(xiàn)貨月恒生指數(shù)期貨合約
normal order imbalance 正常買賣盤差額
normative statement 規(guī)范聲明
Notice on Regulation of Share Issues and Listing in Overseas Markets【State Council】 境外發(fā)行股票和上市管理通知【國務院】
notifiable transaction 須予公布的交易
novated contract 責務變更合約
novation 責務變更;約務更替